Answered

Once a customer account has been opened at a broker-dealer, rules require that updating information on the account record occur no less frequently than once every

A) quarter.
B) other year.
C) year.
D) 36 months.



Answer :

GinnyAnswer

Final answer:

Broker-dealers are required to update customer account information at least once a quarter.


Explanation:

Once a customer account has been opened at a broker-dealer, rules require that updating information on the account record occur no less frequently than once every quarter.


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